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Charles Dickens, in a note now lying before me, alluding to an examination
I once made of the mechanism of "Barnaby Rudge," says — "By the way, are
you aware that Godwin wrote his 'Caleb Williams' backwards? He first involved
his hero in a web of difficulties, forming the second volume, and then,
for the first, cast about him for some mode of accounting for what had
been done."
I cannot think this the precise mode of procedure
on the part of Godwin — and indeed what he himself acknowledges, is not
altogether in accordance with Mr. Dickens' idea — but the author of "Caleb
William" was too good an artist not to perceive the advantage derivable
from at least a somewhat similar process. Nothing is more clear than that
every plot, worth the name, must be elaborated to its dénouement
before any thing be attempted with the pen. It is only with the dénouement
constantly in view that we can give a plot its indispensable air of
consequence, or causation, by making the incidents, and especially the
tone at all points, tend to the development of the intention.
There is a radical error, I think, in the usual mode
of constructing a story. Either history affords a thesis — or one is suggested
by an incident of the day — or, at best, the author sets himself to work
in the combination of striking events to form merely the basis of his narrative
— designing, generally, to fill in with description, dialogue, or autorial
comment, whatever crevices of fact, or action, may, from page to page,
render themselves apparent.
I prefer commencing with the consideration of an
effect. Keeping originality always
in view — for he is false to himself who ventures to dispense with
so obvious and so easily attainable a source of interest — I say to myself,
in the first place, "Of the innumerable effects, or impressions, of which
the heart, the intellect, or (more generally) the soul is susceptible,
what one shall I, on the present occasion, select?" Having chosen a novel,
first, and secondly a vivid effect, I consider whether it can best be wrought
by incident or tone — whether by ordinary incidents and peculiar tone,
or the converse, or by peculiarity both of incident and tone — afterward
looking about me (or rather within) for such combinations of event, or
tone, as shall best aid me in the construction of the effect.
I have often thought how interesting a magazine paper
might be written by any author who would — that is to say, who could —
detail, step by step, the processes by which any one of his compositions
attained its ultimate point of completion. Why such a paper has never been
given to the world, I am much at a loss to say — but, perhaps, the autorial
vanity has had more to do with the omission than any one other cause. Most
writers — poets in especial — prefer having it understood that they compose
by a species of fine frenzy — an ecstatic intuition — and would positively
shudder at letting the public take a peep behind the scenes, at the elaborate
and vacillating crudities of thought — at the true purposes seized only
at the last moment — at the innumerable glimpses of idea that arrived not
at the maturity of full view — at the fully matured fancies discarded in
despair as unmanageable — at the cautious selections and rejections — at
the painful erasures and interpolations — in a word, at the wheels and
pinions — the tackle for scene-shifting — the step-ladders, and demon-traps
— the cock's feathers, the red paint and the black patches, which, in ninety-nine
cases out of the hundred, constitute the properties of the literary histrio.
I am aware, on the other hand, that the case is by
no means common, in which an author is at all in condition to retrace the
steps by which his conclusions have been attained. In general, suggestions,
having arisen pell-mell, are pursued and forgotten in a similar manner.
For my own part, I have neither sympathy with the
repugnance alluded to, nor, at any time, the least difficulty in recalling
to mind the progressive steps of any of
my compositions; and, since the interest of an analysis, or reconstruction,
such as I have considered a desideratum, is quite independent of
any real or fancied interest in the thing analysed, it will not be regarded
as a breach of decorum on my part to show the modus operandi by
which some one of my own works was put together. I select "The Raven" as
most generally known. It is my design to render it manifest that no one
point in its composition is referrible either to accident or intuition
— that the work proceeded step by step, to its completion with the precision
and rigid consequence of a mathematical problem.
Let us dismiss, as irrelevant to the poem per
se, the circumstance — or say the necessity — which, in the first place,
gave rise to the intention of composing a poem that should suit
at once the popular and the critical taste.
We commence, then, with this intention.
The initial consideration was that of extent. If
any literary work is too long to be read at one sitting, we must be content
to dispense with the immensely important effect derivable from unity of
impression — for, if two sittings be required, the affairs of the world
interfere, and every thing like totality is at once destroyed. But since,
ceteris paribus, no poet can afford to dispense with any thing
that may advance his design, it but remains to be seen whether there
is, in extent, any advantage to counterbalance the loss of unity which
attends it. Here I say no, at once. What we term a long poem is, in fact,
merely a succession of brief ones — that is to say, of brief poetical effects.
It is needless to demonstrate that a poem is such, only inasmuch as it
intensely excites, by elevating the soul; and all intense excitements are,
through a psychal necessity, brief. For this reason, at least, one half
of the "Paradise Lost" is essentially prose — a succession of poetical
excitements interspersed, inevitably, with corresponding depressions
— the whole being deprived, through the extremeness of its length, of the
vastly important artistic element, totality, or unity, of effect.
It appears evident, then, that there is a distinct
limit, as regards length, to all works of literary art — the limit of a
single sitting — and that, although in certain classes of prose composition,
such as "Robinson Crusoe," (demanding no unity), this limit may be advantageously
overpassed, it can never properly be overpassed
in a poem. Within this limit, the extent of a poem may be made to bear
mathematical relation to its merit — in other words, to the excitement
or elevation — again in other words, to the degree of the true poetical
effect which it is capable of inducing; for it is clear that the brevity
must be in direct ratio of the intensity of the intended effect: — this,
with one proviso — that a certain degree of duration is absolutely requisite
for the production of any effect at all.
Holding in view these considerations, as well as
that degree of excitement which I deemed not above the popular, while not
below the critical, taste, I reached at once what I conceived the proper
length for my intended poem — a length of about one hundred lines.
It is, in fact, a hundred and eight.
My next thought concerned the choice of an impression,
or effect, to be conveyed: and here I may as well observe that, throughout
the construction, I kept steadily in view the design of rendering the work
universally appreciable. I should be carried too far out of my immediate
topic were I to demonstrate a point upon which I have repeatedly insisted,
and which, with the poetical, stands not in the slightest need of demonstration
— the point, I mean, that Beauty is the sole legitimate province of the
poem. A few words, however, in elucidation of my real meaning, which some
of my friends have evinced a disposition to misrepresent. That pleasure
which is at once the most intense, the most elevating, and the most pure,
is, I believe, found in the contemplation of the beautiful. When, indeed,
men speak of Beauty, they mean, precisely, not a quality, as is supposed,
but an effect — they refer, in short, just to that intense and pure elevation
of soul — not of intellect, or of heart — upon which I have commented,
and which is experienced in consequence of contemplating "the beautiful."
Now I designate Beauty as the province of the poem, merely because it is
an obvious rule of Art that effects should be made to spring from direct
causes — that objects should be attained through means best adapted for
their attainment — no one as yet having been weak enough to deny that the
peculiar elevation alluded to, is most readily attained in the poem.
Now the object, Truth, or the satisfaction of the intellect, and the object
Passion, or the excitement of the heart, are, although attainable, to a certain extent, in poetry, far more readily
attainable in prose. Truth, in fact, demands a precision, and Passion,
a homeliness (the truly passionate will comprehend me) which are
absolutely antagonistic to that Beauty which, I maintain, is the excitement,
or pleasurable elevation, of the soul. It by no means follows from any
thing here said, that passion, or even truth, may not be introduced, and
even profitably introduced, into a poem — for they may serve in elucidation,
or aid the general effect, as do discords in music, by contrast — but the
true artist will always contrive, first, to tone them into proper subservience
to the predominant aim, and, secondly, to enveil them, as far as possible,
in that Beauty which is the atmosphere and the essence of the poem.
Regarding, then, Beauty as my province, my next question
referred to the tone of its highest manifestation — and all experience
has shown that this tone is one of sadness. Beauty of whatever kind,
in its supreme development, invariably excites the sensitive soul to tears.
Melancholy is thus the most legitimate of all the poetical tones.
The length, the province, and the tone, being thus
determined, I betook myself to ordinary induction, with the view of obtaining
some artistic piquancy which might serve me as a key-note in the construction
of the poem — some pivot upon which the whole structure might turn. In
carefully thinking over all the usual artistic effects — or more properly
points, in the theatrical sense — I did not fail to perceive immediately
that no one had been so universally employed as that of the refrain.
The universality of its employment sufficed to assure me of its intrinsic
value, and spared me the necessity of submitting it to analysis. I considered
it, however, with regard to its susceptibility of improvement, and soon
saw it to be in a primitive condition. As commonly used, the refrain,
or burden, not only is limited to lyric verse, but depends for its
impression upon the force of monotone — both in sound and thought. The
pleasure is deduced solely from the sense of identity — of repetition.
I resolved to diversify, and so vastly heighten, the effect, by adhering,
in general, to the monotone of sound, while I continually varied that of
thought: that is to say, I determined to produce continuously novel effects,
by the variation of the application of the refrain — the
refrain itself remaining, for the most part, unvaried.
These points being settled, I next bethought me of
the nature of my refrain. Since its application was to be
repeatedly varied, it was clear that the refrain itself must be
brief, for there would have been an insurmountable difficulty in frequent
variations of application in any sentence of length. In proportion to the
brevity of the sentence, would, of course, be the facility of the variation.
This led me at once to a single word as the best refrain.
The question now arose as to the character
of the word. Having made up my mind to a refrain, the division of
the poem into stanzas was, of course, a corollary: the refrain forming
the close to each stanza. That such a close, to have force, must be sonorous
and susceptible of protracted emphasis, admitted no doubt: and these considerations
inevitably led me to the long o as the most sonorous vowel, in connection
with r as the most producible consonant.
The sound of the refrain being thus determined,
it became necessary to select a word embodying this sound, and at the same
time in the fullest possible keeping with that melancholy which I had predetermined
as the tone of the poem. In such a search it would have been absolutely
impossible to overlook the word "Nevermore." In fact, it was the very first
which presented itself.
The next desideratum was a pretext for the
continuous use of the one word "nevermore." In observing the difficulty
which I had at once found in inventing a sufficiently plausible reason
for its continuous repetition, I did not fail to perceive that this difficulty
arose solely from the pre-assumption that the word was to be so continuously
or monotonously spoken by a human being — I did not fail to perceive,
in short, that the difficulty lay in the reconciliation of this monotony
with the exercise of reason on the part of the creature repeating the word.
Here, then, immediately arose the idea of a non-reasoning creature
capable of speech; and, very naturally, a parrot, in the first instance,
suggested itself, but was superseded forthwith by a Raven, as equally capable
of speech, and infinitely more in keeping with the intended tone.
I had now gone so far as the conception of a Raven
— the bird of ill omen — monotonously repeating the one word, "Nevermore,"
at the conclusion of each stanza, in a poem of melancholy tone, and in length about one hundred lines. Now, never losing sight
of the object supremeness, or perfection, at all points, I asked
myself — "Of all melancholy topics, what, according to the universal
understanding of mankind, is the most melancholy?" Death — was
the obvious reply. "And when," I said, "is this most melancholy of topics
most poetical?" From what I have already explained at some length, the
answer, here also, is obvious — "When it most closely allies itself to
Beauty: the death, then, of a beautiful woman is, unquestionably,
the most poetical topic in the world — and equally is it beyond doubt that
the lips best suited for such topic are those of a bereaved lover."
I had now to combine the two ideas, of a lover lamenting
his deceased mistress and a Raven continuously repeating the word "Nevermore"
— I had to combine these, bearing in mind my design of varying, at every
turn, the application of the word repeated; but the only intelligible
mode of such combination is that of imagining the Raven employing the word
in answer to the queries of the lover. And here it was that I saw at once
the opportunity afforded for the effect on which I had been depending —
that is to say, the effect of the variation of application. I saw
that I could make the first query propounded by the lover — the first query
to which the Raven should reply "Nevermore" — that I could make this first
query a commonplace one — the second less so — the third still less, and
so on — until at length the lover, startled from his original nonchalance
by the melancholy character of the word itself — by its frequent repetition
— and by a consideration of the ominous reputation of the fowl that uttered
it — is at length excited to superstition, and wildly propounds queries
of a far different character — queries whose solution he has passionately
at heart — propounds them half in superstition and half in that species
of despair which delights in self-torture — propounds them not altogether
because he believes in the prophetic or demoniac character of the bird
(which, reason assures him, is merely repeating a lesson learned by rote)
but because he experiences a phrenzied pleasure in so modeling his questions
as to receive from the expected "Nevermore" the most delicious because
the most intolerable of sorrow. Perceiving the opportunity thus afforded
me — or, more strictly, thus forced upon me in the progress of the construction
— I first established in mind the climax,
or concluding query — that to which "Nevermore" should be in the last place
an answer — that in reply to which this word "Nevermore" should involve
the utmost conceivable amount of sorrow and despair.
Here then the poem may be said to have its beginning
— at the end, where all works of art should begin — for it was here, at
this point of my preconsiderations, that I first put pen to paper in the
composition of the stanza:
"Prophet," said I, "thing of evil! prophet still
if bird or devil!
By that heaven that bends above us — by that God we both
adore,
Tell this soul with sorrow laden, if within the distant
Aidenn,
It shall clasp a sainted maiden whom the angels name
Lenore —
Clasp a rare and radiant maiden whom the angels name
Lenore."
Quoth the raven — "Nevermore."
I composed this stanza, at this point, first that, by
establishing the climax, I might the better vary and graduate, as regards
seriousness and importance, the preceding queries of the lover — and, secondly,
that I might definitely settle the rhythm, the metre, and the length and
general arrangement of the stanza — as well as graduate the stanzas which
were to precede, so that none of them might surpass this in rhythmical
effect. Had I been able, in the subsequent composition, to construct more
vigorous stanzas, I should, without scruple, have purposely enfeebled them,
so as not to interfere with the climacteric effect.
And here I may as well say a few words of the versification.
My first object (as usual) was originality. The extent to which this has
been neglected, in versification, is one of the most unaccountable things
in the world. Admitting that there is little possibility of variety in
mere rhythm, it is still clear that the possible varieties of metre
and stanza are absolutely infinite — and yet, for centuries, no man,
in verse, has ever done, or ever seemed to think of doing, an original
thing. The fact is, originality (unless in minds of very unusual force)
is by no means a matter, as some suppose, of impulse or intuition. In general,
to be found, it must be elaborately sought, and although a positive merit
of the highest class, demands in its attainment less of invention than
negation.
Of course, I pretend to no originality in either
the rhythm or metre of the "Raven." The
former is trochaic — the latter is octametre acatalectic, alternating with
heptameter catalectic repeated in the refrain of the fifth verse,
and terminating with tetrameter catalectic. Less pedantically — the feet
employed throughout (trochees) consist of a long syllable followed by a
short: the first line of the stanza consists of eight of these feet — the
second of seven and a half (in effect two-thirds) — the third of eight
— the fourth of seven and a half — the fifth the same — the sixth three
and a half. Now, each of these lines, taken individually, has been employed
before, and what originality the "Raven" has, is in their combination
into stanza; nothing even remotely approaching this combination has
ever been attempted. The effect of this originality of combination is aided
by other unusual, and some altogether novel effects, arising from an extension
of the application of the principles of rhyme and alliteration.
The next point to be considered was the mode of bringing
together the lover and the Raven — and the first branch of this consideration
was the locale. For this the most natural suggestion might seem
to be a forest, or the fields — but it has always appeared to me that a
close circumscription of space is absolutely necessary to the effect
of insulated incident: — it has the force of a frame to a picture. It has
an indisputable moral power in keeping concentrated the attention, and,
of course, must not be confounded with mere unity of place.
I determined, then, to place the lover in his chamber
— in a chamber rendered sacred to him by memories of her who had frequented
it. The room is represented as richly furnished — this in mere pursuance
of the ideas I have already explained on the subject of Beauty, as the
sole true poetical thesis.
The locale being thus determined, I had now
to introduce the bird — and the thought of introducing him through the
window, was inevitable. The idea of making the lover suppose, in the first
instance, that the flapping of the wings of the bird against the shutter,
is a "tapping" at the door, originated in a wish to increase, by prolonging,
the reader's curiosity, and in a desire to admit the incidental effect
arising from the lover's throwing open the door, finding all dark, and
thence adopting the half-fancy that it was the spirit of his mistress that
knocked.
I made the night tempestuous, first, to account for
the Raven's seeking admission, and secondly, for the effect of contrast
with the (physical) serenity within the chamber.
I made the bird alight on the bust of Pallas, also
for the effect of contrast between the marble and the plumage — it being
understood that the bust was absolutely suggested by the bird —
the bust of Pallas being chosen, first, as most in keeping with
the scholarship of the lover, and, secondly, for the sonorousness of the
word, Pallas, itself.
About the middle of the poem, also, I have availed
myself of the force of contrast, with a view of deepening the ultimate
impression. For example, an air of the fantastic — approaching as nearly
to the ludicrous as was admissible — is given to the Raven's entrance.
He comes in "with many a flirt and flutter."
Not the least obeisance made he — not
a moment stopped or stayed he,
But with mien of lord or lady, perched above my
chamber door.
In the two stanzas which follow, the design is more
obviously carried out: —
Then this ebony bird beguiling my sad fancy into
smiling
By the grave and stern decorum of the countenance
it wore,
"Though thy crest be shorn and shaven thou," I
said, "art sure no craven,
Ghastly grim and ancient Raven wandering from the nightly
shore —
Tell me what thy lordly name is on the Night's Plutonian
shore!"
Quoth the Raven — "Nevermore."
—
Much I marvelled this ungainly fowl to hear discourse
so plainly,
Though its answer little meaning — little relevancy bore;
For we cannot help agreeing that no living human being
Ever yet was blessed with seeing bird above his chamber
door —
Bird or beast upon the sculptured bust above his chamber
door,
With such name as "Nevermore."
—
The effect of the dénouement being thus
provided for, I immediately drop the fantastic for a tone of the most profound
seriousness: — this tone commencing in the stanza directly following the
one last quoted, with the line,
But the Raven, sitting lonely on that placid bust, spoke only,
etc.
From this epoch the lover no longer jests — no longer
sees any thing even of the fantastic in the Raven's demeanor. He speaks
of him as a "grim, ungainly, ghastly, gaunt, and ominous bird of yore,"
and feels the "fiery eyes" burning into his "bosom's core." This revolution
of thought, or fancy, on the lover's part, is intended to induce a similar
one on the part of the reader — to bring the mind into a proper frame for
the dénouement — which is now brought about as rapidly and
as directly as possible.
With the dénouement proper — with the
Raven's reply, "Nevermore," to the lover's final demand if he shall meet
his mistress in another world — the poem, in its obvious phase, that of
a simple narrative, may be said to have its completion. So far, every thing
is within the limits of the accountable — of the real. A raven, having
learned by rote the single word, "Nevermore," and having escaped from the
custody of its owner, is driven, at midnight, through the violence of a
storm, to seek admission at a window from which a light still gleams —
the chamber-window of a student, occupied half in poring over a volume,
half in dreaming of a beloved mistress deceased. The casement being thrown
open at the fluttering of the bird's wings, the bird itself perches on
the most convenient seat out of the immediate reach of the student, who,
amused by the incident and the oddity of the visiter's demeanor, demands
of it, in jest and without looking for a reply, its name. The raven addressed,
answers with its customary word, "Nevermore" — a word which finds immediate
echo in the melancholy heart of the student, who, giving utterance aloud
to certain thoughts suggested by the occasion, is again startled by the
fowl's repetition of "Nevermore." The student now guesses the state of
the case, but is impelled, as I have before explained, by the human thirst
for self-torture, and in part by superstition, to propound such queries
to the bird as will bring him, the lover, the most of the luxury of sorrow,
through the anticipated answer, "Nevermore." With the indulgence, to the
utmost extreme, of this self-torture, the narration, in what I have termed
its first or obvious phase, has a natural termination, and so far there
has been no overstepping of the limits of the real.
But in subjects so handled, however skilfully, or
with however vivid an array of incident, there is always a certain hardness
or nakedness, which repels the artistical
eye. Two things are invariably required — first, some amount of complexity,
or more properly, adaptation; and, secondly, some amount of suggestiveness
— some under current, however indefinite of meaning. It is this latter,
in especial, which imparts to a work of art so much of that richness
(to borrow from colloquy a forcible term) which we are too fond of
confounding with the ideal. It is the excess of the suggested
meaning — it is the rendering this the upper instead of the under current
of the theme — which turns into prose (and that of the very flattest kind)
the so called poetry of the so called transcendentalists.
Holding these opinions, I added the two concluding
stanzas of the poem — their suggestiveness being thus made to pervade all
the narrative which has preceded them. The under-current of meaning is
rendered first apparent in the lines —
"Take thy beak from out my heart, and
take thy form from off my door!"
Quoth the Raven "Nevermore!"
It will be observed that the words, "from out my heart,"
involve the first metaphorical expression in the poem. They, with the answer,
"Nevermore," dispose the mind to seek a moral in all that has been previously
narrated. The reader begins now to regard the Raven as emblematical — but
it is not until the very last line of the very last stanza, that the intention
of making him emblematical of Mournful and Never-ending Remembrance
is permitted distinctly to be seen:
And the Raven, never flitting, still is sitting, still is sitting,
On the pallid bust of Pallas just above my chamber
door;
And his eyes have all the seeming of a demon's that is
dreaming,
And the lamplight o'er him streaming throws his shadow
on the floor;
And my soul from out that shadow that lies floating
on the floor
Shall be lifted — nevermore.
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